Data security is a continual concern to individuals and businesses alike. It is in the headlines every day. At SWP we take data security very seriously. Below are some of the steps that our firm takes to manage your personal information.
Regular employee training
Ongoing client education, tips and notices to our clients
U.S.-based cloud computing with redundant back-up systems through our IT provider
Internal controls on paperwork – locked and secured
Client call-back verification for any emails, faxes and letters received to change email address, mailing address, phone numbers, and to administer third-party checks and wires
Third-party vendor reviews of privacy policies and internal controls
Awareness of industry threats and trends through Focus Financial Partners network and custodians
Encrypted password vault for all firm passwords
Encrypted email and vault for file sharing
Monitoring of employee access to key systems
Client-approved verification forms for sending data to interested parties
Cyber Security Insurance
While no firm can completely guarantee that information will never be breached, we strive to do everything we can to prevent it through deploying best practices, technology, and training.
In the ever-changing landscape of the global economy, investors will be navigating potentially unfamiliar waters during the last couple of months in 2023. Uncertainty seems to be the only constant, with markets fluctuating as geopolitical tensions are rising.
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At the 2023 CAIS Alternative Investment Summit, SWP Co-Founder and Principal David Copeland sat down with RIA Channel’s Founder and CEO Julie Cooling to discuss how he uses alternative investments in client portfolios. You can listen to the interview by clicking below.